UOB Asset Management (Thailand) Company

List of funds and investment policies

Fixed Income Fund

Fund Code	UIDPLUS Fund Summary Semi Annual Report Annual Report
Fund name	United Income Daily Ultra Plus Fund
Investment policy	The fund will invest in domestic and foreign debt instruments such as local Fixed-Income Securities, Treasury bill, and bill of exchange by commercial Bank, Bank Deposit and Corporate Bonds (Investment Grade). The Fund might invest in Unrated Bond or Non-investment Grade Bond and in offshore securities on average of at most 79% of its net asset value.
Risk level	4 (Medium to High)
Dividend Policy	No

Mixed Fund

Fund Code	UOBSMG Fund Summary Semi Annual Report Annual Report
Fund name	UOB Smart Millenium Growth Fund
Investment policy	Invests in Thai stocks with strong fundamental and trend. Fund manager will adjusted investment strategy to suit market situations.
Risk level	6 (High)
Dividend Policy	No

Fund Code	TBF Fund Summary Semi Annual Report Annual Report
Fund name	Thai Balanced Fund
Investment policy	Invested in equity ,range 35% - 65% of its NAV. The remainder will be invested in fixed income. The portfolio of the fund can be adjusted by fund managers to suit market situation.
Risk level	5 (Medium to High)
Dividend Policy	Yes

Fund Code	UFIN-N Fund Summary Semi Annual Report Annual Report
Fund name	United Flexible Income Fund - N
Investment policy	To invest in securities and assets in local and abroad by which asset management company will decide to invest in each security and asset from proportion 0% to 100% of net asset value of fund. The fund will invest in overseas not more than 79% of NAV of mutual fund and invest in investment unit of property fund and/or trust in Foreign REITs and/or Exchange Traded Fund which invest in property fund, unit trust in infrastructure fund, structured note or equity, fixed income, mixed, deposit in local and abroad.
Risk level	6 (High)
Dividend Policy	No

"UFIN may invest in funds with monthly updated prices (i.e. the Net Asset Values) and redemption/purchase. During the month, UFIN's price may not fully reflect the prices of the underlying funds, especially if the underlying funds' prices move significantly."

Feeder Fund - Fixed Income

Fund Code	UGIS-N Fund Summary Semi Annual Report Annual Report
Fund name	United Global Income Strategic Bond Fund - N
Investment policy	The fund would invest in the units of only one foreign fund (master fund) which is PIMCO GIS Income Fund (Class I). The fund would invest in the master fund no less than 80% of its total net asset value. The master fund is a Retail fund which is managing by PIMCO Global Advisors (Ireland) Limited.The master fund is registered in Ireland and is not a Hedge fund. PIMCO GIS Income Fund (Class I) has investment objectives to generate incomes and unit price growths in long terms with diversified fixed income asset classes at least 2/3 of its total net asset value.
Risk level	5 (Medium to High)
Dividend Policy	No

Fund Code	UDB-N Fund Summary Semi Annual Report Annual Report
Fund name	United Global Dynamic Bond Fund - N
Investment policy	The fund would invest in the units of only one foreign fund (master fund) namely The Jupiter Global Fund – Jupiter Dynamic Bond (Class I). The fund would invest in the master fund no less than 80% of its total net asset value. The master fund is registered in Luxembourg and managed by Jupiter Unit Trust Managers Limited. The objective of the master fund is to achieve a high income with the prospect of capital growth from a portfolio of investments in global fixed interest securities. With an unconstrained strategy, the Fund can invest across the entire fixed income universe, such as high yield, investment grade, government and convertible bonds to find value and potentially the best risk-adjusted return.
Risk level	6 (High) Risky / complex product View 1 View 2
Dividend Policy	No

Fund Code	USI Fund Summary Semi Annual Report Annual Report
Fund name	United Sustainable Credit Income Fund
Investment policy	The fund will focus on investing in a single investment unit of a foreign mutual fund called RobecoSAM SDG Credit Income I USD (Master Fund). The Master Fund has an investment objective to maintain consistent income levels by investing in a variety of industrial debt instruments and implement strategies to increase the efficiency of income Fund yields come from lower interest rates or improved credit fundamentals of industry or issuers.
Risk level	5 (Medium to High)
Dividend Policy	No

Feeder Fund - Equity

Fund Code	UGFT Fund Summary Semi Annual Report Annual Report
Fund name	United CIO Growth Fund TH
Investment policy	The Fund will mainly invest in United CIO Growth Fund – Class T USD Acc (Master Fund) The master fund is managed by UOB Asset Management Ltd (Singapore) The Fund may consider investing in derivatives for purposes of enhancing the efficiency of portfolio management. The fund aims to achieve performance close to the Master Fund while the Master Fund aims to outperform the benchmark. (active management)
Risk level	6 (High)
Dividend Policy	No

Fund Code	UOBSJSM Fund Summary Semi Annual Report Annual Report
Fund name	UOB Smart Japan Mid and Small Cap Fund
Investment policy	The Fund mainly invest in units of United Japan Small and Mid Cap Fund (Master Fund), which is set up and managed by UOB Asset Management Ltd (Singapore) (significant fund assets is delegated to Sub-Managers – Sumitomo Mitsui Asset Management Co.,Ltd.) with average at least 80% of NAV per fiscal year. It's aims to achieve long-term appreciation by investing in small - mid stocks of Japanese companies that have a good potential in long term.
Risk level	6 (High)
Dividend Policy	No

Fund Code	UOBSHC Fund Summary Semi Annual Report Annual Report
Fund name	UOB Smart Global Healthcare Fund
Investment policy	A feeder fund investing in units of only one foreign mutual fund, with United Global Healthcare Fund as the master fund that will invest globally in companies which mainly doing business in healthcare and healthcare-related sector.
Risk level	7 (High)
Dividend Policy	No

Fund Code	UCHINA Fund Summary Semi Annual Report Annual Report
Fund name	United All China Equity Fund
Investment policy	United All China Equity Fund (UCHINA) only invest in foreign investment funds named UBS (LUX) Equity SICAV-All China USD (Class I-A1-acc) (Master Fund). Managed by UBS Fund Management (Luxembourg) S.A. and registered in Luxembourg, The Master fund mainly invests in the equity of Chinese companies registered either in China or Hong Kong, including shares of companies registered in other countries but has its core business in China.
Risk level	6 (High)
Dividend Policy	No

Fund Code	UGD Fund Summary Semi Annual Report Annual Report
Fund name	United Global Durable Equities Fund
Investment policy	The fund will invest in United Global Durable Equities Fund - Class USD ACC (Master Fund) which investing in Durable Companies Portfolio seeks to provide attractive risk-adjusted returns by investing in businesses whose profits we believe are likely to prove more stable than the market expects. The fund seeks companies with moderate but predictable revenue growth, generally underpinned by prudent capital allocation. By contrast, we try to avoid stocks whose future earnings outlook depends on bold predictions for an industry, company or a macro-economic trend.
Risk level	6 (High)
Dividend Policy	No

Fund Code	UGQG Fund Summary Semi Annual Report Annual Report
Fund name	United Global Quality Growth Fund
Investment policy	The Fund mainly invests in United Global Quality Growth Fund (Class of USD Acc) that set up and managed by UOB Asset Management Ltd (Singapore) On average at least 80% of the fund's net asset value. The master funds invested in the equity of leading companies. That has growth of market share and strong management team. Have provable record as was a successful launch of new products. Including Innovation products, efficient operation, or the company also has the opportunity to expand its business in the world. So it can generate a higher return on investment.
Risk level	6 (High)
Dividend Policy	No

Fund Code	UNI Fund Summary Semi Annual Report Annual Report
Fund name	United Global Innovation Fund
Investment policy	The Fund has the policy to invest in foreign equity issued by companies around the world. Including countries in emerging markets. Equity securities of related companies or beneficiaries of new and innovative technology-related businesses. The factors are as follows. A) is a leader in innovation with the potential to create products. Or new business innovations, or B) is a technology leader in the development business. Or utilize technology and or C) is a company that develops products, processes or services that will benefit from advances. And technological development. The Management Company will assign UOB Asset Management (Singapore) Limited as its outsourcer and UOB Asset Management (Singapore) Limited. It may appoint Wellington Management Company to continue its portfolio investment. Or at least 80% of the fund's NAV per annum.
Risk level	6 (High)
Dividend Policy	No

Fund Code	USUS Fund Summary Semi Annual Report Annual Report
Fund name	United Sustainable Equity Solution Fund
Investment policy	The fund mainly invests in foreign mutual funds, Allianz Global Investors Fund - Allianz Global Sustainability Share Class PT (USD) (Master Fund) which has the policy to invest at least 70% in developed country equity instruments that have passed the selection criteria under the Sustainable and Responsible Investment Strategy (SRI Strategy) considering the Implement environmental, social, human rights, and good governance policies.
Risk level	6 (High)
Dividend Policy	No

Feeder Fund - Mixed

Fund Code	UIFT-N Fund Summary Semi Annual Report Annual Report
Fund name	United CIO Income Fund TH-N
Investment policy	Invest in United CIO Income Fund – Class T USD Acc. The master fund is established and managed by UOB Asset Management Ltd. The fund may consider investing in derivatives to increase the efficiency of investment management. Aim performance to move in line with the master fund. The master fund an active management strategy. Master fund diversifies investments around the world. They may invest indirectly in the above companies through mutual funds, exchange-traded funds (ETFs) or real estate investment trusts (REITs), and invest directly in the companies through equities, equity-related securities or bonds issued directly by these companies.
Risk level	5 (Medium to High)
Dividend Policy	No

Fund Code	UGBF-N Fund Summary Semi Annual Report Annual Report
Fund name	United Global Balanced Fund-N
Investment policy	The Fund mainly invested in JPMorgan Investment Funds – Global Balanced Fund class: JPM Global Balanced C (acc) - USD (hedged) (Master fund), at least 80% of the net asset value of the Fund. The master fund aims to provide regular income to investors with a secondary focus on capital appreciation over the medium to long term by investing globally in a diverse set of traditional (equities and fixed income) and alternative (REIT, convertible bonds, preferred stocks, and currencies, etc.) asset classes.
Risk level	5 (Medium to High)
Dividend Policy	No

Fund Code	UEMIF-N Fund Summary Semi Annual Report Annual Report
Fund name	United Emerging Markets Income Fund – N
Investment policy	A feeder fund investing in units of AB SICAV I - Emerging Markets Multi-Asset Portfolio (Class S1 USD) at least 80% of its NAV, (Master Fund), that is managed by AllianceBernstein (Luxembourg). The Master Fund is registered in Luxembourg. The Master Fund seeks to meet its investment objective of maximizing total return primarily through asset allocation among stocks and bonds of emerging market issuers, sector and security analysis, interest rate management, country and currency selection.
Risk level	5 (Medium to High)
Dividend Policy	No

Fund Code	UJAZZ Fund Summary Semi Annual Report Annual Report
Fund name	United Harmony-Jazz Fund (Selling via UOB bank)
Investment policy	Invest in units of CIS, infrastructure fund, property fund, private equity fund, or ETF from 2 funds and more. Those funds may have a policy of investing in following assets; equity, fixed-income, infrastructure, property, alternative investment such as gold and/or crude oil, and/or commodities, and/or other assets or instruments under rules and regulations of SEC. Those funds may invest in Non-investment grade bond, unrated bond, unlisted securities depending on their investment policy. The Fund will invest in those funds in averaged of not less than 80% of its NAV and will invest in any of those funds in averaged of not more than 79% of its NAV in accounting period.
Risk level	5 (Medium to High)
Dividend Policy	No

Fund Code	UPOP Fund Summary Semi Annual Report Annual Report
Fund name	United Harmony-Pop Fund (Selling via UOB bank)
Investment policy	Invest in units of CIS, infrastructure fund, property fund, private equity fund, or ETF from 2 funds and more. Those funds may have a policy of investing in following assets; equity, fixed-income, infrastructure, property, alternative investment such as gold and/or crude oil, and/or commodities, and/or other assets or instruments under rules and regulations of SEC. Those funds may invest in Non-investment grade bond, unrated bond, unlisted securities depending on their investment policy. The Fund will invest in those funds in averaged of not less than 80% of its NAV and will invest in any of those funds in averaged of not more than 79% of its NAV in accounting period.
Risk level	5 (Medium to High)
Dividend Policy	No

Fund Code	UROCK Fund Summary Semi Annual Report Annual Report
Fund name	United Harmony-Rock Fund (Selling via UOB bank)
Investment policy	Invest in units of CIS, infrastructure fund, property fund, private equity fund, or ETF from 2 funds and more. Those funds may have a policy of investing in following assets; equity, fixed-income, infrastructure, property, alternative investment such as gold and/or crude oil, and/or commodities, and/or other assets or instruments under rules and regulations of SEC. Those funds may invest in Non-investment grade bond, unrated bond, unlisted securities depending on their investment policy. The Fund will invest in those funds in averaged of not less than 80% of its NAV and will invest in any of those funds in averaged of not more than 79% of its NAV in accounting period.
Risk level	5 (Medium to High)
Dividend Policy	No

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